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Filter:Compliance

Category – Compliance

Compliance refers to the adherence to laws, regulations, and internal policies within an organization. In trading, compliance ensures that all transactions and activities align with legal frameworks, such as the Securities and Exchange Commission (SEC) rules or anti-money laundering (AML) standards. Traders must be aware of compliance issues to avoid legal risks and penalties. Financial institutions and traders face increasing scrutiny, with compliance being crucial in maintaining reputation and operating within regulatory boundaries.

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MUTUAL FUND

Mutual fund is an investment vehicle made up of a pool of funds collected from many investors for the purpose of investing in securities such as stocks, bonds, and other assets.

NET ASSET VALUE (NAV)

Net asset value (NAV) is the value per share of a mutual fund or an exchange-traded fund (ETF) on a specific date or time.

PRICE-EARNINGS RATIO (P/E RATIO)

Price-earnings ratio (P/E ratio) is a ratio for valuing a company that measures its current share price relative to its per-share earnings.

PRIVATE EQUITY

Private equity is capital that is not listed on a public exchange, composed of funds and investors that directly invest in private companies.

RISK MANAGEMENT

Risk management is the process of identification, analysis, and acceptance or mitigation of uncertainty in investment decisions.

STOCK SPLIT

Stock split is a corporate action in which a company divides its existing shares into multiple shares to boost the liquidity of the shares.

TREASURY BOND

Treasury bond is a long-term, interest-bearing security issued by the U.S. government with a maturity of more than 10 years.

COLD WALLET

Cold wallet is a cryptocurrency wallet that is not connected to the internet, used to store digital assets securely offline.

BLOCKCHAIN

Blockchain is a decentralized, distributed digital ledger that records transactions across many computers in a way that the registered transactions cannot be altered retroactively.

HOT WALLET

Hot wallet is a cryptocurrency wallet that is connected to the internet, used for frequent transactions but is more susceptible to hacking.

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