TradeReply Categories

Browse categories to find relevant articles and insights.

All Acquisitions Activist Investors Agriculture Commodities AI Investing Algorithmic Trading Altcoins Alternative Investments Application Programming Interface (API)Artificial Intelligence (AI)Asset Allocation Automated Market Makers Automation Backtesting Banking Sector Trading Behavioral Finance Bitcoin Black Swan Events Blockchain Bond Market Bonds Borrowing Risks Breakout Bubbles Business Valuation Methods Buybacks Candlestick Patterns Capital Structure Case Studies Central Bank Digital Currencies (CBDCs)Central Banks Chart Patterns Cloud Computing Commodities Company Balance Sheets Compliance Consumer Goods Copy Trading Corporate Finance Credit Rating Crowdfunding Crypto Trading Cryptocurrency Currency Valuation Dark Pools Data Providers Data Scraping Day Trading Decentralized Autonomous Organization (DAO)Decentralized Finance (DeFi)Deflation Derivative Valuation Digital Assets Digital Payments Dividends Domestic Trade Earnings Reports Economic Growth Economic Indicators Emerging Markets Emotional Trading Employment Reports Energy Markets Environmental Social & Governance (ESG)Equity ESG Investing Ethereum Ethical Investing Exchange-Traded Fund (ETF)Fees and Taxation Fibonacci Retracements Finance Policies Financial Analysis Financial Independence Retire Early (FIRE Movement)Financial Investing Financial Planning FinTech Fiscal Policy Fixed Income Flash Crashes Forex Trading Fragmentation Front-Running Fundamental Analysis Futures Trading Global Stock Exchanges Global Trade Governance Government Spending Greed Index Grid Trading Gross Domestic Product (GDP)Healthcare Sector Trading Hedge Fund Hedging Index Funds Inflation Initial Coin Offering (ICO)Initial Public Offering (IPO)Insider Trading Interest Rates International Monetary Fund (IMF)International Trade Investment Management Know Your Customer (KYC)Leverage Liquidity Long Buying Machine Learning in Trading Macroeconomics Margin Trading Market Analysis Market Capitalization Market Cycles Market Impact Market Makers Market Manipulation Market Microstructure Market Response Market Sentiment Market Structure Market Volatility Mergers Microcaps Microeconomics Mining Economics Momentum Stocks Momentum Trading Monetary Policy Moving Average Convergence Divergence (MACD)Moving Averages Mutual Funds Non-Fungible Tokens (NFTs)Notable Traders Options Trading Pairs Trading Penny Stocks Performance Metrics Personal Finance Pivot Points Portfolio Diversification Portfolio Management Position Sizing Privacy Coins Private Markets Prop Trading Firms Psychology of Trading Public Offerings Qualitative Analysis Quantitative Analysis Ratio Trading Real Estate Investment Trusts (REITs)Recession RegTech

Regulatory Compliance

Relative Strength Index (RSI)Resistance Levels Retail Trading Retirement Planning Reverse Splits Risk Analysis Risk Management Scalping Sector Rotation Securities and Exchange Commission (SEC)Security Measures Sessions Shareholders Short Selling Social Trading Special Purpose Acquisition Company (SPAC)Spoofing Tactics Stablecoins Staking Stock Buybacks Stock Dilution Stock Market Crashes Stock Trading Stocks Stop Loss Strategy Optimization Summits Supply Chains Supply Management Support Levels Swing Trading Take Profit Tariffs Technical Analysis Technical Breakouts The Future of Money Time Tokenized Securities Tokenomics Trade Execution Trading Bots Trading Conferences Trading Contracts Trading Discipline Trading Ethics Trading Forums Trading Legalities Trading Mindset Trading Off the News Trading Psychology Trading Regulations Trading Risks Trading Scandals Trading Strategies Trading Technology Trading Theory Trading Trends Trend Confirmation Trend Following Valuation Value Investing Venture Capital Volume Weighted Average Price (VWAP)Wealth Management Whale Activity

Filter:Regulatory Compliance

Category – Regulatory Compliance

Regulatory compliance refers to the adherence to laws, regulations, and guidelines governing business operations, particularly in the financial industry. In trading, regulatory compliance ensures that firms meet legal requirements, such as reporting, licensing, and anti-money laundering measures, to protect investors and maintain market integrity. Traders and firms must comply with regulations set by bodies like the SEC, CFTC, or FCA to avoid penalties, legal issues, and reputational damage, ensuring smooth market functioning and investor confidence.

...

DISTANCE TYPE

Distance Type categorizes the type of distance being measured against market price, such as stop price, entry price, or profit target. It enables filtering and reporting based on specific trading thresholds or levels.

DISTANCE TO VALUE

Distance to Value is the dollar distance between the current market price and a specified level, such as a stop, entry, or target price. It provides an absolute measure of proximity to key trading thresholds.

DISTANCE TO PERCENTAGE

Distance to Percentage is the relative percentage difference between the current market price and a specified level, such as a stop, entry, or target price. It provides a proportional measure of proximity to trading thresholds.

ACTIVATION PRICE

Activation Price is the specific price level that triggers predefined trading actions, such as initiating a trailing stop, placing conditional orders, or activating automated strategies. It provides a flexible mechanism for dynamic trade management.

SNAPSHOT

Snapshot is a detailed, real-time capture of all relevant data and metrics, providing a comprehensive view of trading activity at a specific moment for performance tracking and analysis.

COMMENTS

Comments are notes made by traders, including observations, rationale, and insights. They provide context for trades and transactions, aiding in the review and improvement of trading strategies.

OUTCOME

Outcome represents the final result of a transaction, trade, or portfolio, indicating whether it was profitable or resulted in a loss, aiding in performance evaluation and strategy refinement.

TOTAL QUANTITY TRADED

Total Quantity Traded represents the total number of units traded, including all purchased and closed quantities, across transactions, trades, or portfolios.

RISK PERCENTAGE

Risk Percentage measures the weighted average percentage of the Account Size exposed to potential loss. It provides a precise view of risk exposure at the transaction, trade, and portfolio levels, ensuring accurate risk management.

RISK TOLERANCE

Risk Tolerance reflects the trader’s capacity and willingness to accept risk, dynamically applied to transactions, trades, and portfolios to guide risk management.

...